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Meeting of the Board of Regents | March 2009

Sunday, March 1, 2009 - 9:55am

nysed seal

THE STATE EDUCATION DEPARTMENT / THE UNIVERSITY OF THE STATE OF NEW YORK / ALBANY, NY 12234

TO:

VESID Committee

FROM:

Rebecca H. Cort 

SUBJECT:

Proposed Amendment to the Regulations of the Commissioner of Education Relating to the Federal Regulations that Implement the 2004 Reauthorization of the Individuals with Disabilities Education Act and to Chapter 323 of the New York State Laws of 2008

DATE:

February 27, 2009

STRATEGIC GOAL:

Goals 1 and 2

AUTHORIZATION(S):

 

Summary

Issue for Discussion

Proposed amendment of sections 200.1, 200.2, 200.4, 200.5, 200.6, 200.9 and 200.15 of the Regulations of the Commissioner of Education.

Reason for Consideration

To conform State regulations to federal regulations (34 CFR Part 300) and New York State (NYS) Social Services Law and Mental Hygiene Law, as amended by Chapter 323 of the Laws of 2008; and to make certain technical amendments, including correction of cross citations.

Proposed Handling

The proposed amendment is before the Committee for discussion in March 2009 and will be submitted for action at the June 2009 meeting.

Procedural History

 N/A           

Background Information

Final regulations to amend 34 CFR Part 300 were issued in December 2008 and became effective December 31, 2008.   The State must amend its regulations to conform to federal requirements as part of its eligibility for federal funding.

Chapter 323 of the Laws of 2008 amended NYS Social Services Law and Mental Hygiene Law relating to the requirements for the protection of children in residential facilities from abuse and neglect and became effective on January 17, 2009. The legislative changes apply to all approved special education in-state residential programs, Special Act School Districts, State-operated schools, and State-supported schools with a residential component and enhance the protections for children by amending and adding definitions, establishing procedures for investigation of allegations of abuse and neglect, and strengthening consequences for staff whose actions are likely to result in harm to a child.

The substantive proposed amendments to conform to federal regulations and NYS statute would:

  • add the definition of declassification support services consistent with the definition of such term in section 3202(i)(2) of the Education law. 
  • conform State regulations to federal requirements relating to participation in regular class, parent consent, including revocation of parent consent for special education and related services, and meeting notice;
  • repeal language in the prior notice requirements relating to provision of a free appropriate public education after graduation with the receipt of a local high school or Regents diploma to be consistent with Education Law; and
  • conform State regulations to Chapter 323 of the NYS Laws of 2008 relating to procedures for prevention of abuse, maltreatment or neglect of students in residential placements.

A notice of Proposed Rulemaking will be published in the State Register on April 8, 2009.  Public comment on the proposed rule will be accepted for 45 days from the date of publication in the State Register, and three public hearings will be scheduled.  Attached is the proposed regulatory language.  Supporting materials for the proposed amendment are available upon request from the Secretary to the Board of Regents.

Recommendations

The Board of Regents should discuss the proposed amendment in March and take action in June.

Timetable for Implementation

The proposed amendment is before the Committee for discussion in March and, following the receipt of public comment, will be submitted for action at the June 2009 meeting with a proposed effective date of July 16, 2009.

Attachment


AMENDMENTS TO THE REGULATIONS OF THE COMMISSIONER OF EDUCATION

Pursuant to Education Law sections 101, 207, 3208, 3602, 3713, 4002, 4308, 4355, 4401, 4402, 4403, 4404, 4404-a and 4410 and Chapter 323 of the Laws of 2008

1.  Subdivision (ggg) of section 200.1 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(ggg)   Travel training is a special education service that means providing instruction, as appropriate, to students with significant cognitive disabilities, and any other students with disabilities who require this [instruct] instruction, to enable them to develop an awareness of the environment in which they live; and learn the skills to move effectively and safely from place to place within that environment (e.g., in school, in the home, at work, and in the community).

2.  A new subdivision (ooo) of section 200.1 of the Regulations of the Commissioner of Education is added, effective July 16, 2009, as follows:

(ooo) Declassification support services means those services provided by persons appropriately certified or licensed pursuant to Part 80 of this Title in the appropriate area of service, to a student or such student’s teacher(s) to aid in such student’s transition from special education to full-time regular education, including:

(1)  for the student, psychological services, social work services, speech and language services, counseling (other than career counseling), and other appropriate support services; and

(2)  for the student’s teacher(s), the assistance of supplementary school personnel, and consultation with appropriate personnel.

3.  Paragraph (3) of subdivision (b) of section 200.2 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(3)  for appointing and training appropriately qualified personnel, including the members and chairpersons of the committee on special education and the committee on preschool special education, to carry out the functions identified in this Part;

4. Clause (a) of subparagraph (iii) of paragraph (1) of subdivision (d) of section 200.4 of the Regulations of the Commissioner of Education is amended, effective  July 16, 2009, as follows:

(a) identify the declassification support services, as defined in section [100.1(q)] 200.1(ooo) of this [Title] Part, if any, to be provided to the student; and/or the student's teachers; and

5. Subparagraph (viii) of paragraph (2) of subdivision (d) of section 200.4 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(viii) Participation in regular class. The IEP shall provide:

(a) an explanation of the extent, if any, to which the student will not participate with nondisabled students in the regular class and in the activities described in subparagraph (v) of this paragraph; or

(b)  …

(c)  …

(d)  …

6. Clause (b) of subparagraph (iv) of paragraph (2) of subdivision (h) of section 200.4 of the Regulations of the Commissioner of Education is amended, effective  July 16, 2009, as follows:

(b) if the student is determined to have a disability, provides a recommendation in accordance with [subparagraphs (d)(2)(i) through (ix) and (xii) through (xiii) and paragraph (3)] paragraphs (d)(2) through (4) of this section.

7.  Subparagraph (ii) of paragraph (5) of subdivision (a) of section 200.5 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(ii) Prior to the student’s graduation with a local high school or Regents diploma, such prior written notice must indicate that the student is not eligible to receive a free appropriate public education after graduation with the receipt of the local high school or Regents diploma [, unless the school district provides such services to nondisabled students pursuant to section 3202 of the Education Law].

8. Subdivision (b) of section 200.5 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(b)  Consent. (1) …

(2)  ...

(3)  If the parents of a student with a disability refuse to give consent for an initial evaluation or reevaluation or fail to respond to a request to provide consent for an initial evaluation [or reevaluation], the school district may, but is not required to, continue to pursue those evaluations by using the due process procedures described in [this section] subdivisions (h) through (k) of this section.  The school district does not violate its obligation to locate, identify, and evaluate a student in accordance with sections 200.2(a) and 200.4(b) and (c) of this Part if it declines to pursue the evaluation.

(4)  If the parent of the student refuses to consent or fails to respond to a request to provide such consent to the initial provision of special education programs and services, the school district shall not provide the special education [program] programs and services to the student and shall not use the due process procedures described in subdivisions (h) through (k) of this section to challenge the parent's refusal to consent.

(i)  the school district shall not be considered to be in violation of the requirements to make available a free appropriate public education to the student [for] because of the failure to provide such student with the special education program and services for which the [school district requests such] parent refuses to or fails to provide consent; and

(ii)  the school district shall not be required to convene a meeting of the committee on special education or develop an IEP under section 200.4 of this Part for the [special education program and services for which the school district requests such consent] student.

(5)  If, at any time subsequent to the initial provision of special education programs and services, the parent of a student revokes consent in writing for the continued provision of special education programs and services, the school district;

(i)  shall not continue to provide any special education programs and services to the student, but must provide prior written notice in accordance with subdivision (a) of this section before ceasing the provision of special education programs and services;

(ii)  shall not use the
due process procedures described in subdivisions (h) through (k) of this section to obtain agreement or a ruling that the services may be provided to the student;

(iii)  shall not be considered to be in violation of the requirement to make available
a free appropriate public education to the student
because of the failure to provide the student with further special education programs and services;

(iv)  is not required to convene
a meeting of the committee on special education or develop an IEP for the student for further provision of special education programs and services; and 

(v)  is not required to amend the student’s education records to remove any references to the student’s receipt of special education programs and services because of the revocation of consent.

[(5)] (6)

[(6)] (7)

9.  Subparagraph (iii) of paragraph (2) of subdivision (c) of section 200.5 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(iii) state that the parent(s) has the right to [be accompanied by] invite such individuals with knowledge or special expertise about his or her child, including related service personnel as appropriate, as determined by the parent(s);

10.  Clause (2) of subparagraph (vi) of paragraph (2) of subdivision (l) of section 200.5 of the Regulations of the Commissioner of Education is amended, effective  July 16, 2009, as follows:

(2) when the parent and school district or other public agency involved agree to extend the time to engage in mediation pursuant to section 200.5(h) of this Part;

11.  Paragraph (6) of subdivision (b) of section 200.6 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(6) When specially designed reading instruction is included in the individualized education program, such instruction may be provided by individuals qualified under section [80.7] 80-2.7 or sections 80-3.3, 80-3.7(a)(3)(iv) and 52.21(b)(3)(xi) of this Title, as applicable. For purposes of this paragraph, specially designed reading instruction shall mean specially designed individualized or group instruction or special services or programs, as defined in subdivision 2 of section 4401 of the Education Law, in the area of reading and which is provided to a student with a disability who has significant reading difficulties that cannot be met through general reading programs.

12. Subparagraph (ii) of paragraph (3) of subdivision (e) of section 200.9 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(ii)  Tuition rates for the first two school years of operation for other than special class programs, shall be based on financial and related statistical information submitted to the [commission] commissioner on required budget forms.

13. Paragraph (2) of subdivision (c) of section 200.15 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(2) Pursuant to sections 4314 and 4358 of the Education Law, all noninstructional personnel at State-operated schools for the blind and deaf shall meet the applicable experiential and educational qualifications established for their positions by the Department of Civil Service or, as appropriate, by the [Division of Personnel] Office of Human Resources Management of the State Education Department.

14.  Subdivision (e) of section 200.15 of the Regulations of the Commissioner of Education is amended, effective July 16, 2009, as follows:

(e)   Procedures for the protection of students.  All residential schools subject to this section shall develop written procedures for the protection of students when there is a reason to believe an incident has occurred which would render a student an abused child in residential care or [maltreated child]  a neglected child in residential care within the meaning of section [412] 412-a of the Social Services Law.  Such procedures shall be submitted for review and approval within a time frame established by the commissioner and shall include, but need not be limited to, the following:

(1)  Notification.  Immediate notification of suspected incidents of abuse or [maltreatment] neglect of a child in residential care shall be made to:

(i)  the [State] Statewide Central Register of Child Abuse and Maltreatment, unless, pursuant to section 415 of the Social Services Law, the appropriate local plan for the provision of child protective services provides that reports should be made to the child protective service;

(ii)  the appropriate local law enforcement agency if the incident is of a criminal nature; and

(iii)  the parent(s) of the student, if the incident involves physical injury to the student.

(2)  Investigation.  Immediately upon notification that a report of child abuse or [maltreatment] neglect of a child in residential care has been made to the [State] Statewide Central Register of Child Abuse and Maltreatment, or, when applicable, to the child protective service of the local department of social services, the chief administrator of the facility or his or her designee shall:

(i)  initiate internal investigation procedures;

(ii)  preserve any potential evidence through such actions as securing the area wherein suspected abuse or [maltreatment] neglect occurred;

(iii)  obtain proper medical evaluation and/or treatment, as needed, with documentation of any evidence of abuse or [maltreatment] neglect; and

(iv)  provide necessary assistance to the [State Department of Social Services] Office of Children and Family Services in its investigation thereof.

(3)  Safety.  Upon notification that a report of child abuse or [maltreatment] neglect in residential care has been made to the [State] Statewide Central Register of Child Abuse and Maltreatment or, when applicable, to the child protective service of the local department of social services, the chief administrator of the facility or his or her designee, with consideration for causing as little disruption as possible to the daily routines of the students in the program, shall evaluate the situation and immediately take appropriate action to assure the health and safety of the students involved in the report and of any other students similarly situated in the facility or program and take such additional action as is necessary to prevent future acts of abuse or [maltreatment] neglect.  Such action may include:

(i)  consistent with appropriate collective bargaining agreements and applicable provisions of Civil Service Law:

(a)  removal or transfer of the alleged perpetrator;

(b)  increasing the degree of supervision of the alleged perpetrator; and/or

(c)  initiation of appropriate disciplinary action against the alleged perpetrator;

(ii)  provision of increased training and/or increased supervision to volunteers and staff pertinent to the prevention and remediation of abuse and [maltreatment] neglect;

(iii)  temporary removal of the students from a program and reassignment of the students within the facility, as an emergency measure, if it is determined that there is a risk to the health or safety of such students in remaining in that program.  Whenever a student is removed, pursuant to this subparagraph, from a special education program or service specified in his or her individualized education program, such action shall be immediately reported to the commissioner or his designee and referred to the appropriate committee on special education for review; and/or

(iv)  provision of counseling to the students involved in the report and any other students, as appropriate.

(4)  Corrective action plans.  (i)  Indicated Reports.  Upon receipt of an indicated report of child abuse or [maltreatment] neglect in residential care, as such [term is] terms are defined in [section] sections 412 and 412-a of the Social Services Law, the chief administrator of the facility, after consideration of any recommendations of the [Department of Social Services] Office of Children and Family Services or, where applicable, the Commission on Quality of Care and Advocacy for Persons with Disabilities for preventive and remedial action, including legal action, shall:

[(i)] (a)  within 10 calendar days of receipt of an indicated report of child abuse or [maltreatment] neglect in residential care, develop, implement and submit to the appropriate designee of the commissioner for approval, a written plan of action to be taken with respect to an individual employee or volunteer to assure the continued health and safety of students and to provide for the prevention of future acts of abuse or [maltreatment] neglect, which plan shall include, at a minimum, those actions taken pursuant to paragraph (3) of this subdivision; and

[(ii)] (b)  in the event an investigation of a report of alleged child abuse or [maltreatment]  neglect in residential care determines that some credible evidence of abuse or maltreatment exists and such abuse or maltreatment may be attributed in whole or in part to noncompliance by the facility with provisions of title 6 of article 6 of the Social Services Law, or section 4212, 4314, 4358 or 4403(11)-(13) of the Education Law or the regulations of the Commissioner of Education, develop and implement a plan of prevention and remediation, which shall address, at minimum, those areas in which the facility has been found to be out of compliance, shall indicate the manner in which the facility will come into compliance, and shall include the date by which such plan shall be in effect.  Such plan shall be developed and submitted for approval to the appropriate designee of the commissioner within 30 calendar days of receipt of such a report.

(ii) Upon a determination by the Office of Children and Family Services or, where applicable, the Commission on Quality of Care and Advocacy for Persons with Disabilities that it appears likely that a crime may have been committed against a child and/or that a violation of the statutory, regulatory or other requirements of the licensing agency or operating state agency relative to the care and treatment of individuals receiving services has occurred, regardless of whether a report is indicated or unfounded,  the chief administrator of the facility, after consideration of any recommendations of the Office of Children and Family Services or, where applicable, the Commission on Quality of Care and Advocacy for Persons with Disabilities for preventative or remedial actions, if any, which may include enforcement or disciplinary actions, shall:

(a)  within a reasonably prompt period of time, but not later than 10 calendar days from receipt of such determination, initiate any necessary and appropriate corrective action;

(b)  within a reasonably prompt period of time, but not later than 30 calendar days from receipt of such determination, submit to the Department and to the Office of Children and Family Services  or, where applicable, the Commission on Quality of Care and Advocacy for Persons with Disabilities a written report of the actions taken to address the findings of the office or commission and such subsequent progress reports as the office or commission may require including any actions to implement a plan of prevention and remediation; and

 (c) immediately notify the appropriate law enforcement agency or confirm that such notification has already been made whenever it appears likely that a crime has been committed against a student.