| THE STATE 
      EDUCATION DEPARTMENT / THE UNIVERSITY 
      OF THE STATE OF  | 
| TO: | Higher Education and 
      Professional Practice Committee | 
| FROM: | Johanna 
      Duncan-Poitier | 
| SUBJECT: | Proposed Amendment to 
      the Regulations of the Commissioner of Education Relating to Alternative 
      Requirements for Licensure in the Mental Health Practitioner 
      Professions | 
| DATE: | March 8, 
      2006 | 
| STRATEGIC GOAL: | Goal 
      3 | 
| AUTHORIZATION(S): |  | 
Summary
Issue for Decision (Consent 
Agenda)
          
Should the Regents amend sections 79-9.6, 79-10.6, 79-11.6, and 79-12.6 
of the Regulations of the Commissioner of Education, relating to alternative 
requirements for licensure in the mental health practitioner professions? 
Reason for Consideration
          
 Review of 
Policy.
Proposed Handling
This amendment was adopted as an emergency measure at 
the December 2005 Regents meeting. The proposed amendment is now submitted for 
adoption as a permanent rule.  A 
second emergency measure is also necessary for the preservation of the general 
welfare in order to ensure that the rule remains continuously in effect until 
the effective date of its adoption as a permanent rule.  A Statement of Facts and Circumstances 
Which Necessitate Emergency Action is attached.
Procedural History   
          
The Board of Regents adopted this amendment as an emergency measure at 
its December 2005 meeting.  A Notice 
of Emergency Adoption and Proposed Rule Making was published in the State 
Register on January 11, 2006.    
The purpose of the proposed amendment is to permit practitioners in one of the new mental health practitioner professions to have until December 31, 2006 to meet alternative requirements for licensure, provided that they have applied for licensure by January 1, 2006. The amendment will provide additional time for current practitioners to remedy deficiencies in applications for licensure in these professions.
In addition to establishing requirements for those first entering the mental health practitioner professions, Article 163 of the Education Law authorizes the State Education Department to establish alternative requirements for the licensure of those already practicing prior to the licensure requirement (grandparenting applicants). Under regulations adopted in January 2005, such applicants were required to satisfy all alternative requirements on or before January 1, 2006.
Due to the complexity of creating four new professions, the statutory provision that permits applicants to apply for licensure under the alternative requirements through January 1, 2006, the number of applications received, and the need to carefully review each application for education and experience, the Department was unable to complete the processing of grandparenting applications in time for applicants to complete any identified deficiencies in meeting licensure requirements by January 1, 2006, the date by which the regulation adopted in January 2005 required all requirements to be met. The proposed amendment will afford applicants who are current practitioners an additional year, until December 31, 2006, to meet the alternative requirements. This extension will enable the Department to continue to take the time necessary to review the applications in a manner which protects the public, while affording applicants the opportunity to remedy deficiencies. Supporting materials for the proposed amendment are available upon request from the Secretary to the Board of Regents.
Recommendation
I recommend that the Board of Regents take the following action:
VOTED: That sections 79-9.6, 79-10.6, 79-11.6, and 79-12.6 of the Regulations of the Commissioner of Education be amended, as submitted, effective April 13, 2006.
VOTED: That sections 79-9.6, 79-10.6, 79-11.6, and 79-12.6 of the Regulations of the Commissioner of Education be amended, as submitted, effective March 27, 2006, as an emergency action upon a finding by the Board of Regents that such action is necessary for the preservation of the general welfare to ensure that the rule remains continuously in effect until the effective date of its adoption as a permanent rule.
Timetable for Implementation
Pursuant to the State Administrative Procedure Act, the March permanent adoption of this amendment cannot be effective until after its publication in the State Register on April 12, 2006. However, the December emergency adoption will expire on March 26, 2006. Therefore, in addition to the permanent adoption, a second emergency adoption, effective March 27, 2006, is necessary to ensure that the amendment remains continuously in effect.
AMENDMENT TO THE REGULATIONS OF THE COMMISSIONER OF 
EDUCATION
          
Pursuant to sections 207, 6501, 6504, 6507, and 8411 of the Education 
Law.
1.  
Section 79-9.6 of the Regulations of the Commissioner of Education is 
amended, effective April 13, 2006, as follows:
79-9.6 Special 
provisions.  
(a) Alternative requirements.  In accordance with section 8411(2)(a) of 
the Education Law, an applicant who does not meet the requirements for licensure 
as a mental health counselor as prescribed in section 8402(3) of the Education 
Law, may qualify for a license as a mental health counselor through meeting the 
alternative requirements prescribed in either paragraph (1), (2) or (3) of this 
subdivision, provided that the applicant files the licensure application with 
the department and pays the required fees by January 1, 2006 and meets all 
[such] of the other requirements on or before [January 1, 2006] 
December 31, 2006.
          
(1) . . . 
          
(2) . . .
          
(3) . . .
 (b) In 
accordance with section 8411(2)(b) of the Education Law, an applicant who meets 
all requirements for licensure as a mental health counselor, as prescribed in 
section 8402(3) of the Education Law, except for the examination requirement, 
may qualify for a license as a mental health counselor through meeting the 
requirements of this subdivision, provided that the applicant files the 
licensure application with the department and pays the required  fees by January 1, 2006 and meets 
[these] all of the other requirements on or before [January 1, 2006] 
December 31,  2006. The 
applicant shall:
(1) . . . 
(2) . . .
(3) . . .
2. Section 79-10.6 of the Regulations of the 
Commissioner of Education is amended, effective April 13, 2006, as 
follows:
79-10.6 Special 
provisions. 
(a) Alternative requirements.  In accordance with section 8411(2)(a) of 
the Education Law, an applicant who does not meet the requirements for licensure 
as a marriage and family therapist as prescribed in section 8403(3) of the 
Education Law, may qualify for a license as a marriage and family therapist 
through meeting the alternative requirements prescribed in either paragraph (1), 
(2) or (3) of this subdivision, provided that the applicant files the 
licensure application with the department and pays the required fees by January 
1, 2006 and meets all [such] of the other requirements on or before 
[January 1, 2006] December 31, 2006.
(1) . . .
(2) . . .
(3) . . .
(b)  In 
accordance with section 8411(2)(b) of the Education Law, an applicant who meets 
all requirements for licensure as a marriage and family therapist as prescribed 
in section 8403(3) of the Education Law, except for the examination requirement, 
may qualify for a license as a marriage and family therapist through meeting the 
requirements of this subdivision, provided that the applicant files the 
licensure application with the department and pays the required fees by January 
1, 2006 and meets [these] all of the other requirements on or before 
[January 1, 2006] December 31,2006. The applicant 
shall:
(1) . . .
(2) . . .
(3) . . .
3.  
Section 79-11.6 of the Regulations of the Commissioner of Education is 
amended, effective April 13, 2006, as follows:
79-11.6 Special 
provisions.  
(a) . . .
(b)  
Alternative requirements.  In 
accordance with section 8411(2)(a) of the Education Law, an applicant who does 
not meet the requirements for licensure as a creative arts therapist as 
prescribed in section 8404(3) of the Education Law, may qualify for a license as 
a creative arts therapist through meeting the alternative requirements 
prescribed in either paragraph (1) or (2) of this subdivision, provided that the 
applicant files the licensure application with the department and pays the 
required fees by January 1, 2006 and meets all [such] of the other 
requirements on or before [January 1, 2006] December 31, 2006. [The 
applicant shall:]
(1) . . .
(2) . . .
 (c)  In accordance with section 8411(2)(b) of 
the Education Law, an applicant who meets all requirements for licensure as a 
creative arts therapist, as prescribed in section 8404(3) of the Education Law, 
except for the examination requirement, may qualify for a license as a creative 
arts therapist through meeting the requirements of this subdivision, provided 
that the applicant files the licensure application with the department and 
pays the required fees by January 1, 2006 and meets [these] all of the 
other requirements on or before [January 1, 2006] December 31, 2006. 
The applicant shall:
(1) . . .
(2) . . .
(3) . . .
4.  
Section 79-12.6 of the Regulations of the Commissioner of Education is 
amended, effective April 13, 2006, as follows:
(a)  
Alternative requirements.  In 
accordance with section 8411(2)(a) of the Education Law, an applicant who does 
not meet the requirements for licensure as a psychoanalyst as prescribed in 
section 8405(3) of the Education Law, may qualify for a license as a 
psychoanalyst through meeting the alternative requirements prescribed in either 
paragraph (1) or (2) of this subdivision, provided that the applicant files 
the licensure application with the department and pays the required fees by 
January 1, 2006 and meets all [such] of the other requirements on or 
before [January 1, 2006] December 31, 2006.  [The applicant 
shall:]
(1) . . . 
(2) . . . 
(b)  In 
accordance with section 8411(2)(b) of the Education Law, an applicant who meets 
all requirements for licensure as a psychoanalyst, as prescribed in section 
8405(3) of the Education Law, except for the examination requirement, may 
qualify for a license as a psychoanalyst through meeting the requirements of 
this subdivision, provided that the applicant files the licensure application 
with the department and pays the required fees by January 1, 2006 and meets 
[these] all of the other requirements on or before [January 1, 2006] 
December 31, 2006. The applicant shall:
(1) . . .
(2) . . .
(3) . . .
AMENDMENT TO THE REGULATIONS OF THE COMMISSIONER OF 
EDUCATION
          
Pursuant to sections 207, 6501, 6504, 6507, and 8411 of the Education 
Law.
1.  
Section 79-9.6 of the Regulations of the Commissioner of Education is 
amended, effective March 27, 2006, as follows:
79-9.6 Special 
provisions.  
(a) Alternative requirements.  In accordance with section 8411(2)(a) of 
the Education Law, an applicant who does not meet the requirements for licensure 
as a mental health counselor as prescribed in section 8402(3) of the Education 
Law, may qualify for a license as a mental health counselor through meeting the 
alternative requirements prescribed in either paragraph (1), (2) or (3) of this 
subdivision, provided that the applicant files the licensure application with 
the department and pays the required fees by January 1, 2006 and meets all 
[such] of the other requirements on or before [January 1, 2006] 
December 31, 2006.
          
(1) . . . 
          
(2) . . .
          
(3) . . .
 (b) In 
accordance with section 8411(2)(b) of the Education Law, an applicant who meets 
all requirements for licensure as a mental health counselor, as prescribed in 
section 8402(3) of the Education Law, except for the examination requirement, 
may qualify for a license as a mental health counselor through meeting the 
requirements of this subdivision, provided that the applicant files the 
licensure application with the department and pays the required  fees by January 1, 2006 and meets 
[these] all of the other requirements on or before [January 1, 2006] 
December 31, 2006. The applicant shall:
(1) . . . 
(2) . . .
(3) . . .
2. Section 79-10.6 of the Regulations of the 
Commissioner of Education is amended, effective March 27, 2006, as 
follows:
79-10.6 Special 
provisions. 
(a) Alternative requirements.  In accordance with section 8411(2)(a) of 
the Education Law, an applicant who does not meet the requirements for licensure 
as a marriage and family therapist as prescribed in section 8403(3) of the 
Education Law, may qualify for a license as a marriage and family therapist 
through meeting the alternative requirements prescribed in either paragraph (1), 
(2) or (3) of this subdivision, provided that the applicant files the 
licensure application with the department and pays the required fees by January 
1, 2006 and meets all [such] of the other requirements on or before 
[January 1, 2006] December 31, 2006.
(1) . . .
(2) . . .
(3) . . .
(b)  In 
accordance with section 8411(2)(b) of the Education Law, an applicant who meets 
all requirements for licensure as a marriage and family therapist as prescribed 
in section 8403(3) of the Education Law, except for the examination requirement, 
may qualify for a license as a marriage and family therapist through meeting the 
requirements of this subdivision, provided that the applicant files the 
licensure application with the department and pays the required fees by January 
1, 2006 and meets [these] all of the other requirements on or before 
[January 1, 2006] December 31,2006. The applicant 
shall:
(1) . . .
(2) . . .
(3) . . .
3.  
Section 79-11.6 of the Regulations of the Commissioner of Education is 
amended, effective March 27, 2006, as follows:
79-11.6 Special 
provisions.  
(a) . . .
(b)  
Alternative requirements.  In 
accordance with section 8411(2)(a) of the Education Law, an applicant who does 
not meet the requirements for licensure as a creative arts therapist as 
prescribed in section 8404(3) of the Education Law, may qualify for a license as 
a creative arts therapist through meeting the alternative requirements 
prescribed in either paragraph (1) or (2) of this subdivision, provided that the 
applicant files the licensure application with the department and pays the 
required fees by January 1, 2006 and meets all [such] of the other 
requirements on or before [January 1, 2006] December 31, 2006. [The 
applicant shall:]
(1) . . .
(2) . . .
 (c)  In accordance with section 8411(2)(b) of 
the Education Law, an applicant who meets all requirements for licensure as a 
creative arts therapist, as prescribed in section 8404(3) of the Education Law, 
except for the examination requirement, may qualify for a license as a creative 
arts therapist through meeting the requirements of this subdivision, provided 
that the applicant files the licensure application with the department and 
pays the required fees by January 1, 2006 and meets [these] all of the 
other requirements on or before [January 1, 2006] December 31, 2006. 
The applicant shall:
(1) . . .
(2) . . .
(3) . . .
4.  
Section 79-12.6 of the Regulations of the Commissioner of Education is 
amended, effective March 27, 2006, as follows:
(a)  
Alternative requirements.  In 
accordance with section 8411(2)(a) of the Education Law, an applicant who does 
not meet the requirements for licensure as a psychoanalyst as prescribed in 
section 8405(3) of the Education Law, may qualify for a license as a 
psychoanalyst through meeting the alternative requirements prescribed in either 
paragraph (1) or (2) of this subdivision, provided that the applicant files 
the licensure application with the department and pays the required fees by 
January 1, 2006 and meets all [such] of the other requirements on or 
before [January 1, 2006] December 31, 2006.  [The applicant 
shall:]
(1) . . . 
(2) . . . 
(b)  In 
accordance with section 8411(2)(b) of the Education Law, an applicant who meets 
all requirements for licensure as a psychoanalyst, as prescribed in section 
8405(3) of the Education Law, except for the examination requirement, may 
qualify for a license as a psychoanalyst through meeting the requirements of 
this subdivision, provided that the applicant files the licensure application 
with the department and pays the required fees by January 1, 2006 and meets 
[these] all of the other requirements on or before [January 1, 2006] 
December 31, 2006. The applicant shall:
(1) . . .
(2) . . .
(3) . . .
PROPOSED AMENDMENT TO SECTIONS 79-9.6, 79-10.6, 
79-11.6, AND 79-12.6 OF THE REGULATIONS OF THE COMMISSIONER OF EDUCATION 
PURSUANT TO SECTIONS 207, 6501, 6504, 6507, and 8411 OF THE EDUCATION LAW 
RELATING TO ALTERNATIVE REQUIREMENTS FOR LICENSURE IN THE MENTAL HEALTH 
PRACTIONER PROFESSIONS
STATEMENT OF FACTS 
AND CIRCUMSTANCES
WHICH NECESSITATE 
EMERGENCY ACTION
The purpose of the proposed amendment is to permit 
practitioners in one of the new mental health practitioner professions to have 
until December 31, 2006 to meet alternative requirements for licensure, provided 
that they have applied for licensure by January 1, 2006.  The amendment will provide additional 
time for current practitioners to remedy deficiencies in applications for 
licensure in these professions. 
In addition to establishing requirements for those 
first entering the mental health practitioner professions, Article 163 of the 
Education Law authorizes the State Education Department to establish alternative 
requirements for the licensure of those already practicing prior to the 
licensure requirement (grandparenting applicants). 
Under regulations adopted in January 2005, such applicants are required to 
satisfy all alternative requirements on or before January 1, 
2006.
Due to the complexity of creating four new 
professions, the statutory provision that permits applicants to apply for 
licensure under the alternative requirements through January 1, 2006, the number 
of applications received, and the need to carefully review each application for 
education and experience, the Department was unable to complete the processing 
of grandparenting applications in time for applicants 
to complete any identified deficiencies in meeting licensure requirements by 
January 1, 2006, the date by which the regulations adopted in January 2005  required all requirements to be met.  The proposed amendment will afford 
applicants who are current practitioners an additional year, until December 31, 
2006, to meet the alternative requirements. This extension will enable the 
Department to continue to take the time necessary to review the applications in 
a manner which protects the public, while affording applicants the opportunity 
to remedy deficiencies.
The State Education Department received about 7,700 
applications for licensure in these four professions by the end of the grandparenting application period (January 1, 2006).   As of March 1, 2006, about 3,500 
applications have been reviewed and about 1,700 licenses issued.  Based upon our experience to date, it is 
estimated that about one-half of the applications yet to be reviewed by the 
Department will require further actions by the applicants to cure deficiencies 
or to provide clarifying information to meet the alternative requirements.   Thus, the Department estimates that about 
2,000 practitioners will need additional time to cure deficiencies or provide 
additional information.  If they are 
not afforded an opportunity to meet the alternative requirements, this will mean 
that they will not be able to practice their profession until they meet the 
regular requirements for licensure.  
In addition to severely impacting the careers of these practitioners, 
many of whom have been providing mental health services for many years, the 
discontinuance of their practices would have a serious impact on many patients 
who rely on them for mental health services.       
 This 
amendment was adopted as an emergency measure, effective December 27, 2005, by 
the Board of Regents at their December 2005 meeting.  The amendment is being presented to the 
Board of Regents for adoption as a permanent rule at their March 20-21, 2006 
meeting, which is the first scheduled meeting after expiration of the 45-day 
public comment period mandated by the State Administrative Procedure Act 
(SAPA).  Pursuant to SAPA section 
202(5), the permanent adoption cannot become effective until after its 
publication in the State Register on April 12, 2006.  However, the December emergency adoption 
will expire on March 26, 2006, 90 days after its filing with the Department of 
State.   Emergency action 
continues to be necessary to preserve the general welfare to help ensure that 
there are adequate numbers of individuals licensed in the mental health practice 
professions to meet the mental health care needs of residents of