|     THE STATE 
      EDUCATION DEPARTMENT / THE UNIVERSITY 
      OF THE STATE OF NEW YORK / ALBANY, NY 12234 | 
 
| TO: | The Honorable the Members of the Board of Regents | 
| FROM: | Richard P. Mills | 
| COMMITTEE: | Full Board | 
| TITLE OF 
      ITEM: | Regents Strategic Plan | 
| DATE OF 
      SUBMISSION: | January 25, 2005 | 
| PROPOSED 
      HANDLING: | Approval | 
| RATIONALE FOR 
      ITEM: | Development of Regents Policy | 
| STRATEGIC 
      GOAL: | Goals 1-6 inclusive | 
| AUTHORIZATION(S): |   | 
 
SUMMARY:
 
The Board discussed the framework of the new Strategic Plan at both its July retreat and the mini retreat in December. Last month your Quality Committee reviewed the draft of the full-text version and endorsed the document with only minor changes in language. I recommend that the Board now take the following action:
 
          
VOTED: That the Board of Regents approve the 2005 edition of the 
Regents Strategic Plan.
 
 
Attachment
 
 
 
 
 
 
 
Leadership
 
And
 
 
 
 
 
 
for 
the best
educated 
people
in 
the world
 
 
 
 
 
 
 
 
| THE UNIVERSITY OF THE 
      STATE OF NEW YORKRegents of The University   | ||
| Robert 
      M. Bennett, b.a., m.s. Chancellor | Tonawanda | |
| adelaide 
      l. sanford, b.a., m.a., p.d. Vice 
      Chancellor | Hollis | |
| diane 
      o’neill mcgivern, b.s.n., m.a., ph.d. | Staten 
      Island | |
| Saul 
      B. Cohen, b.a., m.a., ph.d. | New 
      Rochelle | |
| James 
      C. Dawson, a.a., b.a., m.s., ph.d. | Peru | |
| Anthony 
      S. Bottar, b.a., j.d. | N. 
      Syracuse | |
| Merryl 
      H. Tisch, b.a., m.a. | New 
      York | |
| Geraldine 
      D. Chapey, b.a., m.a., ed.d. | Belle 
      Harbor | |
| arnold 
      b. gardner, b.a., ll.b. | Buffalo | |
| harry 
      phillips, 3rd, b.a., m.s.f.s. | Hartsdale | |
| joseph 
      e. bowman, jr., b.a., m.l.s., m.a., m.ed., ed.d. | Albany | |
| lorraine 
      a. cortés-vázquez, b.a., m.p.a. | Bronx 
       | |
| john 
      brademas, b.a., ph.d. | New 
      York | |
| james 
      r. tallon, jr., b.a., m.a. | Binghamton 
       | |
| milton 
      l. cofield, b.s., m.b.a., ph.d. | Rochester | |
 
Richard 
P. Mills
 
Theresa 
E. Savo
 
Kathy 
A. Ahearn
 
Rebecca 
L. Kennard
 
 
The 
State Education Department does not discriminate on the basis of age, color, 
religion, creed, disability, marital status, pregnancy, veteran status, national 
origin, race, gender, genetic predisposition or carrier status, or sexual 
orientation in its recruitment, educational programs, services, and activities. 
Portions of any publication designed for distribution can be made available in a 
variety of formats, including braille, large print or audiotape, upon request. 
Inquiries regarding this policy of nondiscrimination should be directed to the 
Department's Office for Diversity, Ethics, and Access, Room 530, Education 
Building, Albany, NY 12234. Requests for publications should be made to the 
Department's Publications Sales Desk, Room 309, Education Building, Albany, NY 
12234.
Who 
We Are
 
The University of the State of New York 
(USNY) is the most complete, interconnected system of educational services in 
the United States.  Its origins date 
back to 1784 with the creation of the Board of Regents to oversee Kings 
College (now Columbia University) and to the Unification Act of a century ago. 
In 1904, Governor Theodore Roosevelt proposed the creation of a department under 
the Regents with the responsibility for all education in the State.  He said education should be “unified for the sake of greater efficiency, 
economy, and harmony.”
 
Today, 
USNY includes: 7,000 
public and private elementary and secondary schools; 248 public and independent colleges and universities; 251 
proprietary (for-profit) schools; nearly 7,000 libraries; 750 museums; the State 
Archives, Library and Museum; vocational rehabilitation services for adults with 
disabilities; special education services for children and teenagers; State 
schools for the blind and for the deaf; 25 public broadcasting facilities; and 
more than half a million professionals practicing in 44 licensed 
professions.
 
USNY 
means education. The pathways to a good education in New York State are through 
its institutions. USNY can and does educate millions of people of all ages. USNY 
means high standards − for schools, museums, colleges, libraries, public 
broadcasting, archives, professions, vocational rehabilitation programs, and 
other institutions.  USNY is about 
potential − to collaborate, innovate and create new knowledge.  Finally, USNY is about membership in a 
great endeavor, and that membership carries both rights and responsibilities. 
For example, higher education institutions exercise a right when they confer 
degrees, and fulfill a responsibility to their communities when they collaborate 
with local schools to improve instruction.
The Board of Regents and its State Education Department are constitutionally responsible for setting educational policy, standards, and rules – and are legally required to ensure that the entities we oversee carry them out. The Regents and the Department also provide leadership to The University by drawing attention to major problems and by bringing all parts of USNY together to create solutions.
 
Taken together, the members of USNY and its 
governing Board comprise a vast resource of knowledge, talent and leadership 
vital to advancing the State’s economic competitiveness and promoting the well 
being of New Yorkers.
 
 
Despite a decade of progress and many instances of 
excellence, New York’s educational system today faces two critical problems that 
demand urgent attention.  First, we 
face a great divide in educational opportunity and achievement along lines of 
income, race and ethnicity, language, and disability.  Second, New York − and the nation − are not keeping pace with growing demands for still 
more knowledge and skill in the face of increasing competition in a changing 
global economy.
 
Closing 
the achievement gaps must begin with the fundamental belief that all learners 
can reach higher standards. It requires that we set high expectations and employ 
powerful strategies that build on the success of many USNY institutions that are 
working to close these gaps. 
 
Overall, 
too few people are completing their education with the skill and knowledge that 
will be needed among the workforce. Experts estimate that by 2020, America will 
be unable to fill 14 million of the most skilled, highest paying jobs because 
there will not be enough qualified people. 
 
 
Woven 
throughout the plan is our commitment to confront problems and create solutions 
through a focus on setting high standards, building capacity, promoting 
collaboration and accounting for results – whether it is for students, 
institutions, or the staff of the State Education Department. This commitment 
guides the work we do throughout all areas of the Department’s 
responsibilities.  This plan does 
not mention all the services the Department will perform.  
Detailed plans for each major program area flow from this broad 
plan.
 
 
Our 
Mission
 
To 
raise the knowledge, skill, and opportunity of all the people in New 
York.
 
 
 
We 
will provide leadership for a system that prepares the best educated people in 
the world.
 
We will do 
this by:
 
·       
Setting 
goals and standards of excellence;
·       
Ensuring 
educational opportunities throughout a lifetime;
·       
Seeing 
that everyone has the opportunity to gain skills for work, citizenship, and 
individual growth;
·       
Building 
partnerships for success; 
·       
Having 
the courage to speak up for the educational needs of all people; 
and
·       
Maintaining 
a collaborative partnership between the Board of Regents and staff of the State 
Education Department.
 
We will be 
known for:
 
·       
A 
quality of work that is a model of what we expect of 
others;
·       
Persistence 
in pursuit of our goals;
·       
Integrity;
·       
High 
productivity;
·       
Responsiveness; 
and
·       
Being 
a good place to work.
 
| 1 | 
 
REGENTS 
GOAL 
 All students 
will meet high standards for academic performance and personal behavior and 
demonstrate the knowledge and skills required by a dynamic world.
 
Performance 
Measures[1]:
 
·       
Percentage 
of children entering kindergarten knowing sounds and letters 
·       
Percentage 
of students meeting standards on State examinations 
·       
Percentage 
of ninth graders graduating high school within 4 years 
· Number of individuals with disabilities who have received vocational rehabilitation services and have successful outcomes
 
1.     Promote 
the grade-by-grade Math and English Language Arts 
standards.
2.     Distribute 
detailed curriculum resources in Math and English Language 
Arts.
3.     Expand 
research-based reading programs statewide. 
4.     Develop 
policy and practice to ensure that the high school diploma signifies readiness 
for citizenship, work and adult responsibility. 
5.     Implement 
the school improvement strategy, regional support networks and academic 
interventions for low performing schools. 
6.     Strengthen 
the use of library, museum, archives and public broadcasting resources to 
support learning. 
7.     Implement 
grade-by-grade testing. 
8.     Implement 
the Statewide Student Data System and Comprehensive Special Education 
Information System. 
 
 
| 2 | 
REGENTS 
GOAL  All 
educational institutions will meet   
Regents high performance standards.
 
·       
Percentage 
of schools meeting Annual Yearly Progress standards
·       
Number 
of schools on SURR list or identified as In Need of Improvement 
·       
Number 
of districts identified as being in financial stress
·       
Percentage 
of applying museums and historical societies achieving an absolute 
charter
·       
Number 
of public libraries which become voting public library 
districts
·       
Percentage 
of teacher education institutions achieving the established pass rate on teacher 
certification examinations
·       
Progress 
on implementation of postsecondary education sectors’ master plans after four 
years compared to the original plans
 
1.     Implement 
middle school reforms.
2.     Begin 
high school reforms.
3.     Implement 
a system of fiscal indicators for school districts.
4.     Simplify 
school district reporting mandates.
5.     Require 
corrective action for teacher education programs that fall below the established 
pass rates on certification examinations. Review need to increase the pass rates 
or otherwise strengthen the examinations. 
6.     Implement 
the Statewide Plan for Higher Education.
7.     Put into 
place a new approach for State Aid to Schools. 
8.     Strengthen 
local school districts’ capacity to use data to improve instruction. 
9.     Develop 
instructional leadership at all levels. 
10.  Provide 
training and guidance on internal controls and fiscal fitness to school 
administrators and school boards.
11.  Provide 
guidance and training to help cultural institutions and local government records 
programs meet standards.
12.  Expand 
the capacity of colleges and universities to educate students with 
disabilities.
13.  Convene 
USNY leaders to promote stronger collaboration across institutions to improve 
instruction and learning. 
14.  Conduct 
forums for educators and business leaders to collaborate on challenges shared by 
the education and the workforce systems. 
15.  Partner 
with health and mental health organizations to remove barriers to learning. 
16.  Expand 
the capacity of the vocational rehabilitation system.
 
 
| 3 | 
REGENTS 
GOAL  The public 
will be served by qualified, ethical professionals who remain current with best 
practice in their fields and reflect the diversity of New York 
State.
 
 
·       
Percentage 
of teachers teaching subjects for which they are 
certified.
·       
Percentage 
of elementary schools with certified library media specialists 
·       
Cycle 
time for determinations of summary suspensions for licensees who pose imminent 
public harm
·       
Percentage 
of licensed professionals who receive guidance information on professional 
practice issues from the Department
· Enrollment trends in graduate science programs
1.     Recruit 
librarians in all fields, including school librarians.
2.     Assess 
progress on the Regents teaching policy. 
3.     Recruit 
and prepare more teachers of mathematics, science, special education, and 
English language learners and then retain them once they are in the classroom. 
4.     Coordinate 
implementation of the recommendations of the Regents Task Force on Nursing. 
5.     Increase 
access to graduate and professional education programs.
6.     License 
and regulate the six new professions established by statute in 
2002.
7.     Develop 
practice guidelines for the licensed professions.
 
 
| 4 | 
REGENTS 
GOAL  Education, information, and cultural 
resources will be available and accessible to all people.
Performance 
Measures:
 
·       
Percentage 
of students with disabilities in different educational settings 
·       
Number 
of 4 and 5 year olds residing in school districts without pre-K or 
full-day kindergarten programs
·       
Number 
of New Yorkers without local public library service
·       
Number 
of on-site and electronic users of the State Archives, Library and Museum 
resources
·       
Number 
of collections about under-documented groups preserved and made accessible for 
teaching and learning
·       
Percentage 
of selected Department customer service transactions available via the 
internet
·       
Net 
price for full-time students from low income families to attend a NYS public 
postsecondary institution 
·       
Percentage 
of schools and libraries with broadband connections
·       
Percentage 
of elementary and middle schools with librarians and media 
specialists
 
1.     Review 
early childhood education policy and practice so that all children get a good 
start. 
2.     Make 
prekindergarten universal. 
3.     Build 
capacity to educate children with disabilities in the least restrictive 
environment.
4.     Promote 
greater accessibility in the design of curriculum materials and instructional 
practices.
5.     Increase 
the pre-employment training and employment opportunities for vocational 
rehabilitation consumers.
6.     Increase 
access to postsecondary education for historically underrepresented 
students.
7.     Oversee 
the renewal of the State Museum exhibition and education 
programs.
8.     Expand 
the Documentary Heritage program.
9.     Expand 
the Department’s use of the Internet for customer service, data collection and 
reporting, dissemination of information, and educational content. 
10.  Develop 
a technology strategy based upon recommendations approved by the Regents from 
the USNY Technology Policy and Practices Council.
 
 
| 5 | 
 REGENTS GOAL  Resources 
under our care will be used or maintained in the public 
interest.
 
 
·       
Progress 
on securing site, architectural work and construction plans for a new cultural 
education facility compared to planned timetable
·       
Progress 
on the renewal of State Museum exhibits and renovations of the State Library 
compared to plan milestones
·       
Ratio of 
vocational rehabilitation funds expended to wages earned, taxes paid, and public 
assistance savings for consumers who are rehabilitated
·       
Percentage 
of the Department’s priority information technology projects which are on time 
and on budget 
·       
Cycle 
time for selected Department services
·       
Percentage 
of customers indicating they are satisfied with selected SED 
services
·       
Percentage 
of the Department’s discretionary funds that are awarded to low-performing 
schools and high need districts
 
 
1.     Transition 
the Department’s financial systems to web-based technology to improve efficiency 
and reliability. 
2.     Ensure 
the Department’s operations are effective, efficient, and are in compliance with 
State and federal laws and regulations. 
3.     Improve 
the articulation between the Department’s financial systems and those of other 
NYS agencies. 
4.     Reduce 
cycle time for specific Department services.
5.     Maintain 
secure controls over the information contained in the Department’s databases. 
6.     Complete 
priority information technology projects to improve key Department services and 
enhance information available for policy decision-making.
7.     Complete 
renovations of the State Library and State Museum.
8.     Implement 
the new research and collections facility plan.
 
 
| 6 | 
REGENTS 
GOAL  Our work environment will meet high 
standards.
 
 
·       
Percentage 
of Department staff participating in professional development programs and the 
percentage of those staff who rate those programs as useful to their 
jobs
·       
Demographic 
trends in the Department workforce
·       
Percentage of 
Department employees who indicate satisfaction with quality of the work 
environment
·       
Percentage of 
OSHA and PESHA occupational workforce standards that Department facilities 
meet
 
1.     Expand 
professional development offerings for all staff based on Department and 
employee needs. 
2.     Enhance 
workforce planning so that the Department is prepared for the 
future.
3.     Increase 
staff diversity.
4.     Improve 
the health, security, and safety of the Department’s facilities statewide.
 
 
 
 
Staff 
is using performance measures to assess the quality of our services.  Where results fall short, we are 
identifying opportunities to improve. We have already found ways to do our work 
faster, cheaper, and with better results for our customers.  Clearly, however, we can and must do 
more.
 
This plan is the yardstick to measure performance for both the State Education Department and for the entities that constitute The University of the State of New York. Within the Department, we are using performance data to inform decisions and hold management accountable. The Commissioner continues to conduct quarterly performance reviews for each area of the Department. Performance agreements for individual managers now include quantifiable expectations about desired results. The Board and Department staff will build upon current efforts to communicate widely about efforts, progress, and results as evidence of our willingness to be held publicly accountable.
 
 
 
 
This plan forms the rationale for the Department’s annual State budget request, the Regents State legislative program and federal education policy positions.
 
 
The plan’s goals are the hallmark of all our communications, thus reinforcing our priorities and building the foundation for a statewide consensus around a framework for educational reform.
 
 
 
This is the fourth strategic plan. As we did with all the other editions, we will revise the plan as we build a record of further accomplishment.
[1] Data 
will be disaggregated by race/ethnicity, capacity/resource need of district, 
disability status, and for English Language Learners, and Career and Technical 
Education students as appropriate and when 
available.