OFFICE OF OPERATIONS AND MANAGEMENT SERVICES
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance One 
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program Time
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End Adjustment
GENERAL FUND    
    Personal Service 9,973,000   9,973,000 4,046,297 5,926,703 9,973,000 0 0   0
    Nonpersonal Service 5,600,999   5,600,999 2,569,974   3,031,025 5,600,999   0   0   0
Subtotal 15,573,999   15,573,999 6,616,271 8,957,728 15,573,999 0 0   0
 
 
SPECIAL REVENUE  
    Cost Recovery Account 3,184,248 17,000,000 20,184,248 9,722,007 8,893,902 18,615,909 (1,615,909) (a) 144,930 1,568,339 (1,760,839)
    Automation and Printing    6,050,300 15,000,000   21,050,300 7,574,617   9,275,383 16,850,000   (1,850,000) 150,000 4,200,300 (2,000,000)
Subtotal 9,234,548 32,000,000 41,234,548 17,296,624 18,169,285 35,465,909 (3,465,909) 294,930 5,768,639 (3,760,839)
      State Operations Total: 24,808,547 32,000,000 56,808,547 23,912,895 27,127,013 51,039,908 (3,465,909) 294,930 5,768,639 0
 
OTHER RETIREMENT   
     SYSTEMS 1,900,000 (a)   1,900,000 636,316 1,263,684 1,900,000 0 0   0
FEDERAL FUNDS
 October -September    
    Personal Service   33,500 27,404 6,096 33,500   0
    Nonpersonal Service   0 0 0 0   0
    Mandated Costs   0 0   0 0   0
Subtotal   33,500 27,404 6,096 33,500   0
 July-June Programs    
    Personal Service   3,131,055 0 3,131,055 3,131,055   0
    Nonpersonal Service   162,500 0 162,500 162,500   0
    Mandated Costs   0 0   0 0   0
Subtotal   3,293,555 0 3,293,555 3,293,555   0
(a)  This imbalance is the result of normal cash flow and the use of prior year funds to meet current year one-time obligations.
7
ELEMENTARY, MIDDLE, SECONDARY, AND CONTINUING EDUCATION
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance One 
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program Time
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End Adjustment
GENERAL FUND   0
    Personal Service 13,341,032   13,341,032 5,388,901 7,952,131 13,341,032 0 0   0
    Nonpersonal Service 6,322,968   6,322,968 1,165,467   5,157,501 6,322,968   0   0   0
Subtotal 19,664,000   19,664,000 6,554,369 13,109,631 19,664,000 0 0  
FEDERAL FUNDS    
 October-September Programs    
    Personal Service   2,053,000 1,518,984 534,016 2,053,000   0 0
    Nonpersonal Service   2,741,543 1,253,633 1,487,910 2,741,543   0 0
    Mandated Costs   1,863,740 622,147   1,241,593 1,863,740   0 0
Subtotal   6,658,283 3,394,764 3,263,519 6,658,283   0 0
 July-June Programs    
    Personal Service   15,393,304 1,162,549 14,230,755 15,393,304   0 0
    Nonpersonal Service   30,588,551 14,886 30,573,665 30,588,551   0 0
    Mandated Costs   10,167,798 0   10,167,798 10,167,798   0 0
Subtotal   56,149,653 1,177,435 54,972,218 56,149,653   0 0
SPECIAL REVENUE
 Summer Institutes 623,545 1,619,803 (a) 2,243,348 485,008 1,134,795 1,619,803 0 0 623,545 0
 High School Equivalency 
   (GED)  322,439 180,000 502,439 2,032 385,933 387,965 (207,965) (b) 0 114,474 (207,965)
(a) Includes $1 million transferred from the Cultural Education Account.
(b) This imbalance is the result of normal cash flow and the use of prior year funds to meet current year one-time obligations.
5
OFFICE OF HIGHER EDUCATION
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End
GENERAL FUND
    Personal Service 3,329,000   3,329,000 1,379,174 1,949,826 3,329,000 0 0   0
    Nonpersonal Service 496,000   496,000 93,882 402,118 496,000 0 0   0
   Tenured Teacher Hearings 3,300,000   3,300,000 1,819,230   1,480,770 3,300,000   0   0  
Subtotal 7,125,000   7,125,000 3,292,286 3,832,714 7,125,000 0 0   0
0
FEDERAL FUNDS    
 October-September Programs    
    Personal Service   0 0 0 0   0 0
    Nonpersonal Service   0 0 0 0   0 0
    Mandated Costs   0 0   0 0   0 0
Subtotal   0 0 0 0   0 0
 July-June Programs    
    Personal Service   890,795 70,099 820,696 890,795   0 0
    Nonpersonal Service   433,148 0 433,148 433,148   0 0
    Mandated Costs   334,129 0   334,129 334,129   0 0
Subtotal   1,658,072 70,099 1,587,973 1,658,072   0 0
SPECIAL REVENUE  
Proprietary - Supervision 685,407 2,117,700 2,803,107 1,137,927 1,099,944 2,237,871 (120,171) (a) 29,829 565,236 (150,000)
Proprietary - Tuition Reimbursement 1,470,621 1,522,147 2,992,768 187,855 1,078,807 1,266,662 255,485 255,485 1,726,106 0
Office of Teacher Certification 918,289 5,600,000 6,518,289 3,697,706 3,455,206 7,152,912 (1,552,912) (a) 154,288 (634,623) (1,707,200)
Regents Accreditation of Teacher Education Programs 37,395 70,000 107,395 68,630 30,140 98,770 (28,770) (a) 1,056 8,625 (29,826)
(a)  This imbalance is the result of normal cash flow and the use of prior year funds to meet current year one-time obligations.
4
OFFICE OF CULTURAL EDUCATION
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance One
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program Time
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End Adjustment
GENERAL FUND  
    Personal Service 0   0 0 0 0 0 0   0
    Nonpersonal Service 0   0 0   0 0   0   0   0
Subtotal 0   0 0 0 0 0 0   0
FEDERAL FUNDS    
 October-September Programs    
    Personal Service   3,164,496 1,742,563 1,421,933 3,164,496   0
    Nonpersonal Service   1,143,945 166,719 977,226 1,143,945   0
    Mandated Costs   1,824,879 460,621   1,364,258 1,824,879   0
Subtotal   6,133,320 2,369,903 3,763,417 6,133,320   0
 July-June Programs  
    Personal Service   35,014 0 35,014 35,014   0
    Nonpersonal Service   0 0 0 0   0
    Mandated Costs   0 0   0 0   0
Subtotal   35,014 0 35,014 35,014   0
 April-March Programs    
    Personal Service   0 0 0 0   0
    Nonpersonal Service   0 0 0 0   0
    Mandated Costs   0 0   0 0   0
Subtotal   0 0 0 0   0
SPECIAL REVENUE
Cultural Education Account 48,624,412 40,000,000 (c) 88,624,412 13,930,158 18,061,845 31,992,003 8,007,997 8,007,997 56,632,409 0
Local Government Records
Management Improvement Fund 0 4,500,000 4,500,000 1,720,459 2,427,541 4,148,000 352,000 352,000 352,000 0
Records Management Program 1,251,040 1,300,000 2,551,040 551,722 978,278 1,530,000 (230,000) (a) 20,000 1,021,040 (250,000)
Cultural Resource Survey Account 0 4,689,809 4,689,809 2,263,418 2,426,391 4,689,809 0 0 0 0
Education Museum Account 329,407 400,000 729,407 156,322 328,195 484,517 (84,517) (a) 400,000 244,890 (484,517)
Education Archives Account 225,252 45,000 270,252 12,780 64,845 77,625 (32,625) (a) 45,000 192,627 (77,625)
Education Library Account 203,270 75,000 278,270 12,517 190,483 203,000 (128,000) (a) 75,000 75,270 (203,000)
Grants and Bequests 363,693 - 363,693 24,200 55,411 79,611 (79,611) (a) 0 284,082 (79,611)
Archives Partnership Trust   193,213 (b) 389,846 (d) 583,059 166,484 303,362 469,846 (80,000) (a) 0 113,213 (80,000)
(a)  This imbalance is the result of normal cash flow and the use of prior year funds to meet current year one-time obligations.
(b)  Excludes endowment funds.
(c)  Excludes $1,200,000 sweep to the General Fund; $1,000,000 sweep to the Summer School for the Arts account; up to $618,000 for the Empire State Performing Arts Center program; and 
       up to $2,114,000 for the New York State Theater Institute program.
(d) Includes sufficient revenue from the APT endowment account, pursuant to Chapter 399 of the Laws of 1998, to maintain structural balance.
6
OFFICE OF THE PROFESSIONS
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance One 
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program Time
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End Adjustment
GENERAL FUND    
    Personal Service 0   0 0 0 0 0 0  
    Nonpersonal Service 0   0 0   0 0   0   0  
Subtotal 0   0 0 0 0 0 0  
FEDERAL FUNDS
 July-June Programs    
    Personal Service   1,407,680 0 1,407,680 1,407,680   0
    Nonpersonal Service   244,000 0 244,000 244,000   0
    Mandated Costs   0 0   0 0   0
Subtotal   1,651,680 0 1,651,680 1,651,680   0
SPECIAL REVENUE
  Office of the Professions (a) 6,423,828 (b) 39,835,982 46,259,810 17,295,591 22,420,958 39,716,549 119,433 3,622,907 6,543,261 (3,503,474)
(a)  Includes the foreign and out-of-state medical school evaluation program.
(b)  All prior year revenue transfers to the Department of Health have been completed.
3
VOCATIONAL AND EDUCATIONAL SERVICES FOR INDIVIDUALS WITH DISABILITIES
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance One 
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program Time
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End Adjustment
GENERAL FUND  
    Personal Service 0   0 0 0 0 0 0   0
    Nonpersonal Service 0   0 0   0 0   0   0   0
Subtotal 0   0 0 0 0 0 0   0
FEDERAL FUNDS    
 October-September Programs    
    Personal Service   38,250,000 36,569,081 1,680,919 38,250,000   0
    Nonpersonal Service   9,250,000 7,695,412 1,554,588 9,250,000   0
    Mandated Costs   23,083,000 7,561,359   15,521,641 23,083,000   0
Subtotal   70,583,000 51,825,852 18,757,148 70,583,000   0
 July-June Programs    
    Personal Service   10,219,994 0 10,219,994 10,219,994   0
    Nonpersonal Service   8,104,819 0 8,104,819 8,104,819   0
    Mandated Costs   12,050,558 0   12,050,558 12,050,558   0
Subtotal   30,375,371 0 30,375,371 30,375,371   0
SPECIAL REVENUE
  Workers' Compensation 186,399 126,000 312,399 110,031 74,969 185,000 (59,000) (a) 126,000 127,399 (185,000)
  State School for the Blind
   at Batavia 0 9,547,000 9,547,000 3,047,250 6,499,750 9,547,000 0 0 0 0
  State School for the Deaf
   at Rome 0 9,205,000 9,205,000 2,624,583 6,580,417 9,205,000 0 0 0 0
  Batavia Intermediate Care 
   Facility 0 0 0 0 0 0 0 0 0 0
(a)  This imbalance is the result of normal cash flow and the use of prior year funds to meet current year one-time obligations.
2
DEPARTMENT GRAND TOTALS
FINANCIAL STATUS AS OF SEPTEMBER 30, 2006
SFY 2006-07
(1) (2) (3) (4) (5) (6) (7) (8) (9)
Cumulative
Cumulative Actual Projected Total 2006-2007 Projected Projected
Available 2006-2007 Projected Expenditures Expenditures Expenditures Projected Structural Balance
Funds Projected  Revenue Through to Program Actual and Revenue vs. Balance at Program
on 4/1/06 Revenue   2006-2007 9/30/06   Period End Projected   Expenditures   at 3/31/07 Period End
GENERAL FUND    
    Personal Service 26,643,032   26,643,032 10,814,372 15,828,660 26,643,032 0 0  
    Nonpersonal Service 15,719,968   15,719,968 5,648,554 10,071,414 15,719,968 0 0  
   
    Other Retirement Systems 1,900,000   1,900,000 636,316   1,263,684 1,900,000   0   0  
Subtotal  44,263,000   44,263,000 17,099,242 27,163,758 44,263,000 0 0  
 
 
SPECIAL REVENUE
    All Accounts                                                   Subtotal 71,092,758 153,223,287 224,316,045 64,791,297 85,766,555 150,557,852 2,665,435 13,384,492 73,758,193 (10,719,057)
 
FEDERAL FUNDS    
    Personal Service   74,578,838 41,090,681 33,488,157 74,578,838   0 0
    Nonpersonal Service   52,668,506 9,130,650 43,537,856 52,668,506   0 0
    Mandated Costs   49,324,104 8,644,127   40,679,977 49,324,104   0 0
Subtotal   176,571,448 58,865,457 117,705,991 176,571,448   0 0
   
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