|     THE STATE 
      EDUCATION DEPARTMENT / THE UNIVERSITY 
      OF THE STATE OF NEW YORK / ALBANY, NY 12234 | 
 
| TO: | EMSC-VESID | 
| FROM: | James A. Kadamus   Rebecca H. Cort   | 
| SUBJECT: | Regents Policy on Early Education for Student 
      Achievement in a Global Community | 
| DATE: | December 21, 2005 | 
| STRATEGIC 
      GOAL: | Goals 1 and 2 | 
| AUTHORIZATION(S): |   | 
 
 
Issue for Discussion
 
Should the 
Board of Regents approve the revised policy entitled “Early Education for 
Student Achievement in a Global Community”?
 
 
          
Revision of Regents 1992 policy 
on early childhood education to align with current scientifically-based 
research, changed demographics, and State and federal 
initiatives.
Proposed Handling
 
The question will come before the EMSC-VESID 
Committee on January 9, 2006.
 
Procedural 
History
 
In December 
2005, the Board of Regents reviewed and discussed a draft early childhood policy 
document.  This draft was modified 
from the July version based on comments from the field and suggestions from 
members of the Board of Regents.
 
 Background 
Information
 
In December 
2005, the Committee discussed the draft policy document and asked that four 
questions be answered prior to adoption.  
Two questions focused on funding for prekindergarten and full-day 
kindergarten.  These questions will 
be addressed in the material submitted for the January meeting of the 
Subcommittee on State Aid.  The 
remaining two program questions and responses are as 
follows:
 
1.     What process 
will be used to exempt a child from the compulsory school age of 
5?
 
§       
The Regents 
Early Childhood Policy proposes to change the compulsory age of school 
attendance from six years-of-age to five years-of-age.  Any child who turns five years-of-age on 
or before September 1 (currently the date in statute is December 1) will be 
required to attend school unless a waiver is obtained.
§       
The local 
school superintendent will have the authority to grant approval of waiver 
requests.
§       
Parents or 
guardians who seek to delay their child’s entrance into school, for one year 
only, or until the child is six years-of-age by September 1, may submit a 
Request for a Waiver from the Compulsory School-Age 
Requirement.
§       
The written 
waiver request should include the child’s name, date of birth and gender, as 
well as the parental reason for requesting the waiver, and be submitted to the 
local school superintendent on or before April 30 of the school year immediately 
preceding the school year for which the waiver request is being made.  
§       
The local 
superintendent would be required to notify the parent or guardian of the 
acceptance of the waiver request within 60 days of its receipt.  Data on the number of approved waiver 
requests would be reported to the State Education Department through the Basic 
Education Data System (BEDS).
 
2.     How will the 
State Education Department proceed to address the capacity of community-based 
programs to provide high-quality prekindergarten programs as statewide 
implementation occurs?
 
§       
Expand 
Capacity
 
-                  
Remove 
existing barriers to expansion, i.e., allow cross-district collaborations, 
explore the ability of BOCES to provide services, etc.
-                  
Conduct a 
survey of districts on current and projected community-based program needs.  Conduct regional meetings to discuss the 
survey and gain a regional perspective.
-                  
Develop 
incentives for community-based organization (CBO) expansion in coordination with 
the Office of Children and Family Services (OCFS).  A possible solution might be to use OCFS 
start-up and expansion grants for areas identified as a need by the 
survey.
-                  
Provide 
information to USNY partners on becoming licensed settings for the provision of 
prekindergarten programs.
 
§       
Raise 
Quality
 
-                  
Establish a 
technical assistance system to provide support for 
programs.
-                  
Expand 
district and CBO joint professional development on providing high-quality 
prekindergarten programs.
-                  
Provide 
guidance to local educational agencies on contracting with CBOs to ensure 
adequate funding is available to support high-quality 
programs.
-                  
Establish 
uniform prekindergarten program performance indicators and student 
outcomes.
-                  
Work with the 
Schuyler Center for Advocacy and Analysis to implement its Workforce Incentive 
Initiative to raise the quality of staff working in early childhood 
programs.
 
Recommendation
 
VOTED:  
That the Board of Regents approve the attached Regents Policy Statement 
on Early Education for Student Achievement in a Global Community and direct 
staff to develop a plan for implementation of the Policy Statement. 
 
Timetable for Implementation
 
          
An implementation plan that details a three-year phase-in of the Regents 
Policy Statement will be developed and submitted to the Board of Regents in 
March 2006.
 
 
Regents Policy Statement 
on
Early Education for Student 
Achievement
in a Global Community
 
 
There is broad-based support for expanding and 
improving early childhood education opportunities for all children.  Students who have quality 
prekindergarten and kindergarten educational experiences benefit in terms of 
reading achievement in later grades.  
We also know that students who fall behind in the early grades have great 
difficulty catching up to their peers.
 
          
All of this makes it urgent for the Regents and the educational system to 
take steps needed to ensure that all students get a good start in school and are 
proficient in reading by grade 2.  
Research and data support this urgency for restructuring early 
education.  Brain research shows the 
rapid rate of brain development from birth through age 10.  Children’s reading skills in first grade 
are reliable predictors of how they read by the end of grade 3.  High percentages of young children are 
in full-day care prior to kindergarten.  
Research points to the economic benefits of investing in the early years 
as opposed to the increased educational and societal costs associated with 
students who fall behind.
 
          
High-quality early childhood education must ensure that children are 
prepared for their future.  It is 
therefore the policy of the Board of Regents that:
 
Early childhood 
education, for all children from birth through grade four, is an integrated 
system that ensures each child receives a healthy start and attains the 
knowledge and social/emotional skills needed for successful learning.    Components of the system are 
programs that start early and are high quality and developmentally appropriate; 
standards-based; staffed by highly qualified teachers and administrators; and 
embracing of the multicultural and diverse communities that they serve.  It is a system that promotes 
coordination of comprehensive services and successful partnerships among 
families, community-based organizations and schools.
 
The Regents policy 
for strengthening early childhood education can be accomplished through 
implementation of the following eleven components:
          
 
          
High-quality prenatal care, health services, and educational programs 
must be available to children prior to their entering school to ensure that 
their needs are met.  Effective 
school districts understand that healthier children with high-quality 
experiences are better prepared for school.   School districts work within their 
communities to ensure that families have access to needed services.  However, expanded outreach and 
coordination is needed statewide to ensure earlier intervention with children 
from families at or below poverty level.  
The type of outreach and services provided must also include effective 
communication to families with children who are bilingual, have limited English 
proficiency or have disabilities.
 
Action Needed:
 
w        No 
legislative or regulatory action needed at this time.
w        
Programmatic action(s) to be included in the Implementation 
Plan.
 
          
A prekindergarten program for every three- and four-year-old must be 
available through a variety of providers across the State.  Implementation of the universal 
prekindergarten program has demonstrated the importance of school district and 
community-based collaborations.  The 
collaborations have been successful in improving coordinated services and 
raising the quality of instruction across settings.  Instructional programs must be designed 
to accommodate the developmental needs of each child and ensure attainment of 
pre-academic and social/emotional skills.  
Particular attention must be paid to meeting the diverse needs of 
children with limited English proficiency, from diverse cultures and with 
special learning needs.  Increased 
attention to program quality, explicit instruction and stable funding sources 
must occur to expand upon initial implementation 
successes.
 
Action Needed:
 
w        
Legislative outreach. 
w        
Advocacy for funding needed to expand prekindergarten programs in the 
2006-070 7 school 
year.
w        Amend 
Section 3602-e of Education Law to include eligibility for three-year-olds   by 
2008.
 
          
Most young children attend some type of care or educational program 
before they reach age five.   
Research shows unequivocally that earlier access to high-quality programs 
enhances successful academic preparedness and takes advantage of rapid brain 
development in the early years.  
Currently, attendance in schools is not required until age six.  In a standards-based environment, it is 
important that students receive purposeful and explicit instruction, beginning 
in the early years.  Attendance is 
equally important.  Lowering the 
compulsory age to five would both require districts to provide instruction and 
parents to ensure that children regularly attend.  Parents seeking exemption from this 
requirement would be able to apply through a process established by the 
Commissioner.
 
w Legislative outreach.
w Amend Section 3202 of Education Law.
w Programmatic action(s) to be included in the Implementation Plan.
 
          
Research findings indicate that children in full-day kindergarten 
programs make greater gains in reading and math achievement scores than their 
peers who attend half-day programs or who are not enrolled in kindergarten.  Full-day kindergarten provides more 
one-to-one instruction, less large group learning and greater time on learning 
activities than half-day programs.  
Kindergarten remains a non-mandated program in New York State, although 
the majority of public school districts provide full-day programs.  In conjunction with lowering the 
compulsory school age to five, New York State needs to ensure that children are 
enrolled in full-day kindergarten programs, in all school districts, to 
strengthen educational beginnings.  
Funding should include costs for start-up and increases to cover 
instructional, operational and capital expenses.
 
Action Needed:
 
w        
Legislative outreach.
w        Amend 
Section 3602 of Education Law to require districts to provide full-day 
kindergarten programs.
w        
Advocacy to propose increased funding for expanding half-day programs, 
hiring   additional teachers, 
and building additional classrooms.
 
 
 
The Department’s individual student tracking system 
must also be expanded to include children ages three and four.  Currently, statewide data on 
four-years-olds is minimal and when available is provided by individual LEAs or 
programs.  Specific data regarding 
placements in community-based programs is needed as well. 
 
Action Needed:
w No legislative or regulatory action needed at this time.
w Programmatic consideration(s) to be included in the Implementation Plan.
 
 
          
Research provides strong evidence that children with disabilities receive 
significant social, emotional, physical, and cognitive benefits when they are 
integrated in instructional settings with their non-disabled peers.  Preliminary results of VESID’s Preschool 
Longitudinal Study strongly suggest that the academic and social achievement of 
young children with disabilities in elementary school is more consistent with 
expectations for their non-disabled peers when their special education programs 
and related services are provided in less restrictive, integrated settings.  School districts must assure that the 
individualized education programs (IEPs) of preschool students with disabilities 
are developed collaboratively between early childhood and preschool special 
education staff to reflect students’ expected achievement of the State’s 
learning standards.  The need for 
well-planned integrated programs increases in importance as our young children 
enter such programs with wide ranges in languages and cultural backgrounds. 
Action Needed:
 
w        No 
legislative or regulatory action needed.
w        
Programmatic action(s) to be included in the Implementation 
Plan.
 
 
          
Local educational agencies, in strong collaboration with their University 
of the State of New York (USNY) partners, businesses, health providers, and 
community-based organizations, must ensure that information to parents and 
caregivers is provided in their primary language and that prekindergarten–grade 
4 programs develop strategies to foster high levels of parent/family 
participation.  
 
          
Curriculum-based training for parents and caregivers must be developed 
and implemented to help them become full partners in educating their children 
and to increase their understanding of expectations of student performance and 
ways to support them.  In order to 
close the achievement gap, parents and caregivers must be able to become active 
coaches in their child’s education.  
School districts must provide more productive opportunities for parents 
and caregivers to be involved in supporting young students’ learning.  Strengthened outreach to those living in 
non-traditional settings (homeless shelters, hospitals, and correctional 
facilities) and from wide ranges of cultures must be made. 
 
Action 
Needed:
 
w        
Ensure alignment between the Board of Regents Family Partnerships and 
Early Childhood Education policies.
w        
Programmatic action(s) to be included in the Implementation 
Plan.
 
Component 
8 – Interagency Collaboration
 
          
Many agencies and organizations at the State and local levels impact the 
lives of children from birth through grade 4.  In order to close the achievement gap, 
there must be more focused commitment from each partner to use their resources 
to develop an understandable and effective system of early care and 
education.  A recent statewide 
blueprint for a coherent system of early care and education entitled New York 
Action Plan for Young Families and Children, developed under the guidance of 
the Schuyler Center for Advocacy and Analysis and Child Care Inc., and work 
undertaken by the Department of Health are excellent examples of accomplishments 
in this area.  Expanded 
collaborative efforts are needed to embed essential elements of quality early 
education programs (pre-academic skills, higher quality settings and expanded 
services such as health, nutrition and housing) across all settings.  
 
Action Needed:
 
w        Amend 
Part 117 of the Regulations of the Commissioner of 
Education.
w        
Programmatic action(s) to be included in the Implementation 
Plan.
 
Pre-service
 
In 1999, the 
Regents adopted higher standards for teacher education programs, requiring more 
research-based, hands-on preparation of teachers.  Candidates began graduating from updated 
programs in May 2004, so the full effects of the higher standards have not yet 
become evident. Completion of an appropriate registered program can result in a 
college recommendation for certification in early childhood education (birth – 
grade 2).  A key element of the 
higher standards is the requirement that candidates complete at least 100 clock 
hours of field experience prior to student teaching and two student teaching 
experiences of at least 20 days each at the pre-kindergarten, kindergarten, and 
grades 1 and 2 levels.  These 
experiences involve cooperation between teacher education program and provider 
faculty members. Another element of the higher standards is a focus on teaching 
the literacy skills of listening, speaking, reading, and writing to both native 
English speakers and students who are English language learners, including 
methods of reading enrichment and remediation.  All early childhood teacher education 
programs include basic language acquisition and literacy development 
instruction, as well as an additional 6 semester hours of literacy education 
focused at the early childhood level. Additionally, use of instructional and 
assistive technology, methods of student assessment, and means to update 
professional knowledge and skills are among the required topics. Through the 
required accreditation of teacher education programs, the Department continually 
assesses whether institutions of higher education are utilizing scientific 
research in early childhood education to prepare highly effective 
practitioners.
 
In-service
 
Teachers, teaching 
assistants, administrators, support staff, and all those working with young 
children, prekindergarten—grade 4, need ongoing opportunities for professional 
growth.  These ongoing opportunities 
are required in Part 100 of the Commissioner’s Regulations as the professional 
development requirement for holders of professional certificates. Expanded 
collaborations among districts, USNY partners and community-based organizations 
will result in more effective use of resources for in-service 
opportunities.  Increased access to 
the New York State Virtual Learning System will help to ensure that 
scientifically-based reading research strategies are used to enhance in-service 
opportunities.
Action Needed:
 
w No legislative or regulatory action needed.
w Programmatic action(s) to be included in the Implementation Plan.
 
 
          
The University of the State of New York (USNY) is a critical resource 
that is available to support implementation of the revised early childhood 
education policy.  The USNY Summit 
in November 2005 focused on the capacity of USNY members to become actively 
engaged in closing the achievement gap.  
USNY resources are available to enrich the learning of those who are 
challenged by disability, language, poverty, and other barriers to learning and 
development.  However, in order to 
empower families, particularly those in high-need categories, to access 
available programs and services, expanded community outreach must become a 
priority.  A few examples of USNY 
programs and services that lay the foundation for learning 
are:
 
·       
Public television 
provides the pre-literacy experiences young children need in home-based as well 
as center-based child care programs;
 
·       
Libraries have 
collections of literature and other forms of media that are used to introduce 
and reinforce conceptual learning that stimulates emergent reading behaviors; 
and
 
·       
Museums offer hands-on 
materials and experiences to enrich children’s literacy and numeracy skills 
while building vocabulary, socialization, listening, problem-solving and 
manipulative skills.
 
Action Needed:
 
w        No 
legislative or regulatory action needed.
w        
Programmatic action(s) to be included in the Implementation 
Plan.
 
 
A financial mechanism that supports stable funding 
for prekindergarten and full-day kindergarten is essential.  A stable approach to funding that 
recognizes that prekindergarten and full-day kindergarten are integral parts of 
a prekindergarten—grade 12 educational system is needed.  For prekindergarten programs, every 
district should receive funds, use the funds specifically for these programs and 
expand collaborations with community-based organizations.  For the 2006-07 school year, an 
immediate funding increase to jumpstart the expansion of statewide 
prekindergarten programs must occur.  
In subsequent years, a State aid approach must be developed to stabilize 
funding.  This approach should 
examine both the State and local expenditures, as well as additional sources of 
funding.
 
          
For full-day kindergarten, a three-year implementation process should be 
established.  Funding should include 
costs for start-up and increases to cover instructional, operational and capital 
expenses.    
 
Action Needed:
 
w        
Budgetary language to merge State-funded prekindergarten 
programs.
w        
Legislative outreach.
w        Amend 
Education Finance Law to provide a funding formula that allows all school 
districts to offer statewide prekindergarten.
 
 
          
Today’s young children will have new opportunities and face new 
challenges in a rapidly evolving world.  
Technology, information, and world cultures will be highly accessible and 
integrated differently.  It is 
imperative that our youngest children are prepared and that each child is 
considered too valuable to be shortchanged in any way.  A strengthened early education system 
can make a difference in the world of our children so that they can grow up to 
make a difference in their future.