THE STATE EDUCATION DEPARTMENT / THE UNIVERSITY OF THE STATE OF NEW YORK / ALBANY, NY 12234

 

TO:

EMSC-VESID Committee

FROM:

James A. Kadamus

SUBJECT:

Charter School Applications and Proposed Charters

DATE:

December 5, 2005

STRATEGIC GOAL:

Goals 1 and 2

AUTHORIZATION(S):

 

 

SUMMARY

 

Issues for Decision

 

Should the Regents approve staff recommendations on the applications submitted to the Board of Regents as the direct charter entity to establish the Elmwood Village Charter School in Buffalo and the Harlem Success Charter School, New York City, and the proposed charters for four schools which have been submitted by the Chancellor of the New York City Public Schools?

 

Reason(s) for Consideration

 

          Required by State statute, Education Law 2852.

 

Proposed Handling

 

These questions will come before the EMSC-VESID Committee on December 8, 2005 for action.  They will then come before the full Board for final action on December 9, 2005.

 

Procedural History

 

Under the New York Charter Schools Act of 1998, the Board of Regents is authorized to make recommendations regarding the renewal of existing charters, on applications submitted directly to it as a charter entity, and on proposed charters submitted by another charter entity.   Upon receipt of an application for renewal or for the establishment of a new charter school, or receipt of a proposed charter from another charter entity, the Board of Regents shall review such applications and proposed charters in accordance with the standards set forth in the Charter Schools Act.

 

Background Information

 

We have received two applications to establish a new charter school as a direct applicant to the Board of Regents.  The applications are for:

 

§       Harlem Success Charter School, New York City

§       Elmwood Village Charter School, Buffalo

 

The Elmwood Village Charter School would be located in the Elmwood Village section of Buffalo.  It will serve 125 students in grades K-4 during its first year, and expand to serve 175 students in grades K-6 by the third year of its charter.    It will integrate the arts and humanities and technology. Its instructional program will be modeled upon that of the Tapestry Charter School, also in Buffalo.  Multi-age classroom groupings, based upon identified student learning needs, will be a part of the program.  There will be no management partner.

 

The Harlem Success Charter School (HSCS) would be located in the Harlem section of Manhattan in New York City.  Success for All Foundation, Inc. will serve as the School’s institutional partner. It will serve 155 students in kindergarten and first grade during its first year, and expand to serve 475 students in grades K-5 by the fifth year of its charter.  HSCS intends to implement New York State curriculum using the Success for All school educational program.  The program at the School is to feature cross-curricular, theme-based instruction; reading and writing across the curriculum; technology integration; a focus on community resources; and character growth and teamwork.

 

We also have four proposed charters from the Chancellor of the New York City Public Schools.  The Chancellor of the New York City Department of Education (“the Chancellor”) approved these applications for the following schools and submitted a proposed charter to the Board of Regents in October 2005.  Under the provisions of Education Law §2852, the Board of Regents must either approve the proposed charter or return it to the Chancellor for reconsideration with their written comments and recommendations.  The proposed charters are for:

 

§       Community Roots Charter School

§       Democracy Preparatory Charter School

§       East New York Preparatory Charter School

§       South Bronx Classical Charter School

 

The Community Roots Charter School would be located in the Fort Greene section of Brooklyn.  It will serve 100 students in grades K-1 during its first year and expand to serve 300 students in grades K-5 by the fifth year of its charter.  The instructional program provides an integrated studies curriculum linking reading, writing, social studies, geography, the arts, math, technology and science.  The School will incorporate elements of backward design and multiple intelligences research for purposes of improving teaching and assessment.  The Brooklyn Academy of Music will be the institutional partner.

 

The Democracy Preparatory Charter School would be located in the Harlem section of Manhattan in New York City.  The School will maintain a partnership with Democracy Builders and Building Excellent Schools.   It will serve 135 students in grade 6 during its first year, and expand to serve 518 students in grades 6-10 by the fifth year of its charter.  The School intends to “provide a rigorous academic program focused on the knowledge, skills and character necessary to master core academic subjects in preparation for success in college and in citizenship.”  It will have an extended day.  The School intends to implement an inclusive, heterogeneous educational model to serve all students.

 

The East New York Preparatory Charter School would be located in the East New York section of Brooklyn.  It will serve 100 students in grades K-1 during its first year and expand to serve 381 students in grades K-5 by the fifth year of its charter.  The School’s founder is a fellow of the Building Excellent Schools organization based in Boston.  The instructional program emphasizes literacy and numeracy, high expectations for all students, recruiting and retaining master teachers and using research-based curricula.  There will be no management partner. 

 

The South Bronx Classical Charter School would be located in New York City CSD 7/Region 9 or CSD 9/Region 1.  It would serve 120 students in grades K-1, and it has no institutional partner or management company.  By its fifth year, the School would serve 360 students in grades K-5.  The applicant, who is also the proposed school leader, was a fellow with Building Excellent Schools, a national non-profit organization that trains and supports individuals and groups in designing and leading urban charter schools.

 

The Chancellor of the New York City Department of Education had submitted applications in October 2005 for six additional proposed charters for action by the Regents at their December meeting.  On December 5, we received letters requesting that action for the following schools be postponed until the January Regents meeting:

 

·       Achievement First Endeavor Charter School, New York City

·       Hyde Leadership Charter School, New York City

·       International Leadership Charter School, New York City

·       Lower East Side Charter School for Leadership Excellence, New York City

·       Riverview Lighthouse Charter School, New York City

·       Ross Global Academy Charter School, New York City

 

The following table summarizes the number of new charters that may still be issued by charter entities in New York:

 

Charter Entity

SUNY Trustees

All Other Charter Entities

Remaining against statutory ceiling

7

10

 

 

 

Recommendation

 

          Staff recommend that the Board of Regents take the following actions:

 

VOTED:  That the Board of Regents approve the following applications:

 

§       Harlem Success Charter School, New York City

         

VOTED:  That the Board of Regents deny the following applications:

 

§       Elmwood Village Charter School, Buffalo

 

VOTED:  That the Board of Regents approve the following proposed charters:

 

§       Community Roots Charter School, New York City

§       Democracy Preparatory Charter School, New York City

§       East New York Preparatory Charter School, New York City

§       South Bronx Classical Charter School, New York City

 

Timetable for Implementation

 

The Regents action will become effective on December 9, 2005.

 

 


New York State Education Department

 

Summary of Proposed Charter

 

Summary of Applicant Information

 

Name of Proposed Charter School:  Harlem Success Charter School (HSCS)

 

Address:  To be determined

 

Applicant(s):  John Petry

 

Anticipated Opening Date:  September 5, 2006

 

District of Location:  New York City – CSD 5/Region 10

 

Charter Entity:  Board of Regents

 

Institutional Partner(s):  Success for All Foundation, Inc. (SFA)

 

Management Partner(s):  None

 

Grades Served:  K – 1 (K – 5)

 

Projected Enrollment:  155  (475)

 

Proposed Charter Highlights

 

Applicant(s)

 

The lead applicant, John Petry, is a partner at Gotham Capital and the Co-Founder and Manager of the Value Investors Club.com website.  Mr. Petry earned a Bachelor of Science in Economics from the Wharton School at the University of Pennsylvania.  At Gotham Capital, Mr. Petry has been a co-founder and partner in several investment vehicles, including Gotham Asset Management and Gotham Select Fund. Beginning in the 2002-2003 school year, Mr. Petry oversaw the implementation of $2.5 million in funds that his partner at Gotham Capital, Joel Greenblatt, committed to PS 65Q in Ozone Park, Queens. Mr. Petry has monitored the results of implementing an enhanced version of Success for All at PS 65Q.

 

Institutional Partner(s)

 

The institutional partner, Success for All Foundation, Inc., will assist HSCS in fulfilling its overarching goal to improve student learning and achievement.  SFA is a not-for-profit organization that provides professional development services and materials for comprehensive school reform and instructional programs.  SFA “embraces the philosophy that all children can learn and that schools can ensure that virtually all children, especially those at risk, will learn to read and write.” The partner’s role will be strictly supportive. SFA will not play any role in the management of HSCS.  SFA intends to provide HSCS with research-based curriculum materials, professional development in instructional strategies and in the use of assessment data to guide instruction, on-going coaching and technical support, Leadership Academy training for administrative staff, assessment and data-monitoring tools, classroom management techniques, a tutoring component which is to include materials, training, and support, as well as on-going family involvement and community support components.  The Chairman for SFA, Dr. Robert Slavin, will be on the Board of Trustees at the HSCS.

 

Management Partner(s)

 

None.

 

Curriculum/Assessment/Instruction

 

§     The Harlem Success Charter School states its mission is, “To provide New York City elementary students with the knowledge, skills, character, and disposition to meet and exceed New York State standards and give them the resources to lead and succeed in the school and community at large.”

§     HSCS intends to implement New York State curriculum using the Success for All school educational program.

§     The SFA program at HSCS is to feature cross-curricular, theme-based instruction; reading and writing across the curriculum; technology integration; a focus on community resources; and character growth and teamwork.

§     The SFA program at HSCS will include KinderCorner, Stepping Stones and Kinder Roots (the literacy components of the kindergarten program), Reading Roots, Reading Wings, and Math Wings.

§     Social skills and conflict resolution will be taught through Getting Along Together and parental and community involvement will be addressed through Solution Teams.

§     HSCS will use a longer school year of 185 days and a longer daily schedule from 8:00 a.m. – 3:30 p.m.

§     With the anticipation of allowing additional time on core subjects, the academic program at HSCS will include 100 minutes per day for English Language Arts (ELA), and 70 minutes per day for mathematics.

§     All core subjects at HSCS will total more than 20 hours per week, including a foreign language (Spanish).

§     HSCS will measure active pedagogy by teaching reading and writing across the curriculum, using regular and frequent assessment data from multiple measures, grouping students for reading class according to instructional levels, offering cooperative learning classrooms embedded throughout the program with focus on individual accountability, equal opportunity for success, and team recognition.

§     HSCS states, “Art and music will meet weekly for all grades and follow the state standards and performance indicators for instruction.  Physical Education will meet three times weekly for all grades.”

§     Technology instruction will be integrated into each of the core subject areas.

§     Family and Consumer Sciences (FCS) and Career Development and Occupational Studies (CDOS) will be integrated into the Social Studies, Science and Physical Education programs.

§     HSCS will mandate targeted tutoring every morning for students who they deem to need the extra tutoring, based on their performance on Scholastic Reading Inventory (SRI) assessments.

§     HSCS will educate students with disabilities in the least restrictive environment, with their non-disabled peers to the extent appropriate and allowed by each student’s individualized education plan (IEP) prepared by the Committee on Special Education (CSE) of the student’s school district of residence and all applicable federal laws, including the Individuals with Disabilities Education Act (IDEA).

§     HSCS shall serve any and all students with limited English proficiency using structured English language immersion through the use of the School’s services and teaching methods.

 

Governance

 

§     HSCS shall be governed by a Board of Trustees with final authority for policy and operational decisions of the School pursuant to Education Law §2853(1)(f).

§     The Board shall appoint a principal and delegate day-to-day administration and decision-making to that individual.  The Principal shall oversee the overall operations of the School and report directly to the Board.

§     Subject to approval by the Board of Trustees, the Principal shall appoint a Business Manager, who shall be responsible for the financial operations of the School and will also appoint an Assistant Principal (by the third year of operation) who shall assist the Principal in day-to-day academic concerns of the School.

§     The number of Trustees shall not be fewer than five (5) and shall not exceed eleven (11); in addition, an ex officio seat is reserved for a parent of an enrolled student in HSCS.

§     Trustees will be elected to serve terms of three (3) years.  All Trustees shall be eligible for re-election.

§     The Board of Trustees shall meet at least bi-monthly. 

§     Robert Slavin, Chairman of the SFA Foundation, which is partnering with HSCS, will recuse himself during Board voting concerning the School’s relationship with SFA.

§     HSCS plans for and expects an active role for parents in the governance of the School; the School will establish a Parent Association.

 

Students

 

§     HSCS will serve 155 kindergarten and first grade students in the first year and 475 kindergarten through fifth graders in year five; each year the School will add 80 kindergarten students.

§     Kindergarten students must turn 5 by December 1st of their kindergarten year.

§     Each kindergarten class will have 20 students; other grades will have a maximum of 25 students per class.

§     HSCS will not provide an enrollment preference for students “at-risk” of academic failure since the majority of students in Harlem fall into this category (based on poverty, defined as qualifying for the federal free- and reduced-priced lunch programs).

§     HSCS intends to serve students with similar demographic profile as CSD 5; students attending traditional public schools are predominantly African American (~69%) and Latino (~29%).

§     The students will be selected by a blind, random lottery.  Preference will be given to students living in the New York City School District.  Students with siblings enrolled in the School receive preference over waiting list candidates who do not have siblings enrolled. 

 

Budget/Facilities

 

§     HSCS plans to lease space from an existing New York City Department of Education (DOE) school facility with rent costs of $1 annually.

§     HSCS states, “If HSCS needs to lease private space at any point during the terms of our charter, the Board will aggressively conduct fund raising activities to cover any potential costs, while it continues to look for suitable permanent space in a District facility.”

§     The first-year budget anticipates total revenue to equal $2,166,162 and year five to equal $6,084,221.

§     Anticipated expenditures include SFA fees, which are budgeted at $2,000 per student/year, fees will total $300,000 year one and $900,000 in year five.

§     HSCS anticipates a surplus of $1,028 at the end of year one and a surplus of $962,934 in year five.

§     Founding Board Member, Joel Greenblatt, has pledged to fully finance budgetary shortfalls and to make up any deficit not raised from other sources during the charter period of HSCS.

§     The School anticipates an annual contribution of $20,000 into a contingency fund, with an additional $75,000 in escrow for dissolution in year two.

§     HSCS anticipates a $90,000 start-up grant as well as additional supplemental funding from the City of New York at $391 per elementary school pupil and $443 per middle school pupil enrolled.

 

Personnel

 

§     Iris Nelson, the former principal of PS 65Q, will assume the role of founding principal at HSCS.

§     HSCS intends to hire school leaders and faculty who are willing to act not only as curricular and subject-area specialists but also as “caring adult mentors and facilitators of students’ understanding.”

§     In addition to administrative staff, HSCS will employ the following staff: 7 general education teachers (11, 16, 20 and 24 in years two through five, respectively), 1 assistant teacher (2 each in years three and four, and 3 in year five), 4 full time specialty teachers (P.E., arts, music, Spanish; 6 and 7 in years four and five, respectively), 1 special education teacher (2 year two and three, 3 each, in years four and five).

 

Fiscal Impact

 

§       When fully enrolled with 475 students, HSCS will take .027% of the District’s budget (see Potential Fiscal Impact Chart below).

§       Programmatic and fiscal audits will comply with all requirements of public schools.  The School will employ a New York State licensed public accountant or certified public accountant to perform the fiscal audit.  In addition, the School will ensure that the audit is conducted in accordance with Generally Accepted Accounting Principles (GAAP) issued by the U.S. Comptroller General.

 

Potential Fiscal Impact of

Harlem Success Charter School

(New York City CSD 5/Region 10-Central Harlem/Manhattan)

School Year

Number of Students

Projected Payment*

Projected Impact

2005-06

155

$1537,593

.0085%

2006-07

235

$2,436,093

.0131%

2007-08

315

$3,412,344

.0178%

2008-09

395

$4,471,525

.0227%

2009-10

475

$5,619,122

.0277%

*Assumes a 3 percent annual increase in the district’s budget from a 2004-2005 base of $17 billion and a 4.5 percent annual increase in the average expense per pupil, per year from the 2004-2005 final average expense per pupil of $9,084.

 

Community Support

 

§     HSCS has collected 291 parent signatures from interested parents whose children will be entering kindergarten and first grade in September 2006.

§     Letters of support have been submitted from the following persons: David A. Paterson, Senate Majority Leader; John M. Palmer, Harlem Hospital Center; Ruben Gonzales, CEO, The Valley, Inc.

 

Recommendation

         

Approve the application.

 

Reasons for Recommendation

 

1) The charter school described in the application meets the requirements set out in Article 56 of the Education Law, and all other applicable laws, rules, and regulations; (2) the applicants can demonstrate the ability to operate the school in an educationally and fiscally sound manner; and (3) granting the application is likely to improve student learning and achievement and materially further the purposes set out in subdivision two of section twenty-eight hundred fifty of Article 56 of the Education Law.

 


New York State Education Department

 

Summary of Proposed Charter

 

Summary of Applicant Information

 

 

 

Name of Proposed Charter School:  Elmwood Village Charter School

 

Address:  To be determined

 

Applicant(s):  Mary Joan Barnes-Copolla, Marguerite Battaglia-Evans, Kerry Buell, Elizabeth Evans, Greta Massetti, and Anne Wechsler.

 

Anticipated Opening Date:  September 2006

 

District of Location: Buffalo City School District                  

 

Charter Entity:  Board of Regents

 

Institutional Partner(s):  None

 

Management Partner(s): None

 

Grades Served:     K-4 (K-6)               

 

Projected Enrollment: 125 (175)

 

 

 

Proposed Charter Highlights

 

 

Applicants

 

          Ms. Barnes-Copolla is the coordinator of the Special Education Training and Resource Center for the Buffalo Public Schools.  She is also an adjunct professor in the Graduate Education Department of Canisius College.

 

          Ms. Battaglia-Evans was until July 2004 the Special Education and Reading Coordinator at the Enterprise Charter School in Buffalo.

 

          Ms. Buell is a teacher at the Enterprise Charter School in Buffalo.

 

          Ms. Evans is the Technical Services Librarian at the Albright-Knox Art Gallery Library in Buffalo.

 

Dr. Massetti is an Assistant Professor of Psychology at the State University of New York at Buffalo.

 

Ms. Wechsler is a teacher at the Enterprise Charter School in Buffalo.

 

Institutional/Management Partner

 

          None

 

Curriculum/Assessment/Instruction

 

§       The proposed charter school will offer small class sizes (maximum of 25) in a multi-age setting.

§       Multi-age programs will be developed based upon identified needs rather than by grade.

§       The multi-age grouping presumes that students learn best through a process of social interaction that allows them to alternate between the roles of mentor and student in relation to their different-aged peers.

§       The proposed charter school will implement the Responsive Classroom model as well as the Cooperative Discipline model.

§       The proposed charter school will use a combination of constructivist and systematic approaches.

§       The proposed charter school will draw upon the rich cultural, historic and educational resources available in Buffalo and the region to enhance the School’s educational program.

§       A focus of the School will be social responsibility and community.

§       Each day will start with a Morning Meeting on the classrooms.  This is a daily routine that builds community, creates a positive climate for learning, and reinforces academic and social skills.

§       The school day will run from 8:30AM – 3:30 PM.  Optional before- and after-school care is yet to be determined.

§       Longer daily periods are provided for in the core subjects of ELA and math, with tutoring and enrichment opportunities.

§       Periods for art, music, foreign languages, physical education, and technology are provided on alternate days.

§       Project-based learning, an interdisciplinary curriculum, and the integration of the arts are hallmarks of the proposed educational program.

§       As a goal, the proposed charter school projects that it will have a greater percentage of its students score at Level 3 and Level 4 that its district of location for every applicable New York State assessment, by its fourth operational year. 

§       All New York State assessments will be given.

§       The TerraNova exams and the SAT-10 will also be given.

 

Governance

 

§       The Board of Trustees will consist of seven persons who represent the areas of education, finances, a founder, two parents, a community leader, and a local business representative. 

§       Trustees will serve staggered three-year terms.

§       A PTA and Board advisory committees will be established.

§       The School will hire a director as its lead administrator.

 

Students

 

§       The proposed charter school will open with 125 students in grades K-4, and expand to 175 students in grades K-6 by the third year of its charter, and remain at that level for the duration.

§       The School will have open enrollment.

 

Budget/Facilities

 

§       The proposed charter school assumes a start-up budget (through June 30, 2006) with $128,000 in both expected revenues and expenses.

§       Start-up revenues are based upon anticipated bank loans and grants.

§       A projected budget for the initial year of operation (July 1, 2006 – June 30, 2007) shows expected revenues of $1,197,615 and expected expenditures of $1,183,760, for a surplus of $13,855.

§       A specific site has yet to be determined.

§       The founders of the proposed charter school are working with a real estate agency to secure a suitable building with the Elmwood Village district of Buffalo.

 

Fiscal Impact